RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• N••• H••••••
- H•••••• I••••••••• M••••••••• I••• former currentsince Aug 14, 2012 · Fort Worth, Tx
- W•• W••••• A••••••• formerMar 31, 2009 to Oct 24, 2011 · Fort Worth, Tx
- L•• F•••••••• L•• BD affiliatedFeb 13, 2004 to Jul 7, 2009 · Fort Worth, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 11, 1994 to Mar 5, 2004 · Dallas, Tx
- W•• W••••• A••••••• to H•••••• I••••••••• M••••••••• I•••left Oct 24, 2011, registered Aug 14, 2012 (295 days) · Other
- L•• F•••••••• L•• to W•• W••••• A•••••••left Jul 7, 2009, registered Mar 31, 2009 (-98 days) · Other
- C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••left Mar 5, 2004, registered Feb 13, 2004 (-21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address