J••• J• K••••

Advisor at M••••••

Fargo, ND

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 3, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Nov 12, 2024	n/a	yes	Fargo, ND	Current employment
S•••••• F•••••••• G••••• L•••••	Independent wealth	Sep 16, 2024	Dec 5, 2024	no	Fargo, ND\|AKRON, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• F•••••••• G••••• L•••••	M••••••	Dec 5, 2024	Nov 12, 2024	-23	Firm change	RIA to ibd
E••• B••••• A•••••••• L••	S•••••• F•••••••• G••••• L•••••	Nov 15, 2024	Sep 16, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
113564:117756:SD:2024-11-08	Nov 15, 2024	Sep 16, 2024	SIOUX FALLS, SD	Firm change after gap

Relationships

Registered with (4)

→ M••••••Registered adviserregistration: current employment
Nov 12, 2024 to presentfactForm ADV
→ S•••••• F•••••••• G••••• L•••••Registered adviserregistration: previous registration
Sep 16, 2024 to Dec 5, 2024factForm ADV
→ E••• B••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 17, 2009 to Nov 15, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Dec 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 3, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.