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RIA / WealthAdvisorCertified Financial Planner23 years in industry

DONNA STURGEON STERWERF

Advisor at MAI CAPITAL MANAGEMENT, LLC

Cincinnati, OH

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Search this name across graphsid dfx:ria:1316f93f-e438-4853-3dd2-4b9144aa4a70

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAI CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 27, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 27, 2002
First registration: Jan 14, 2003
Dual registered: no
Other names: DONNA JEAN STURGEON|DONNA S STERWERF|DONNA STERWERF
IAPD individual key: 4028787

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAI CAPITAL MANAGEMENT, LLC	Independent wealth	May 14, 2025	n/a	yes	Cincinnati, OH	Current employment
CONSTELLATION WEALTH ADVISORS	Independent wealth	Mar 24, 2020	Apr 25, 2025	no	CINCINNATI, OH	Previous registration
CONSTELLATION WEALTH ADVISORS, LLC	Former SEC adviser	Oct 26, 2017	May 28, 2020	no	CINCINNATI, OH	Previous registration
OXFORD FINANCIAL GROUP, LTD	Independent wealth	Feb 19, 2015	Aug 15, 2017	no	CINCINNATI, OH\|Carmel, IN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 7, 2003	Feb 20, 2015	no	CINCINNATI, OH\|CINCINNATI, OH\|CINCINNATI, OH	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 14, 2003	Feb 26, 2003	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONSTELLATION WEALTH ADVISORS	MAI CAPITAL MANAGEMENT, LLC	Apr 25, 2025	May 14, 2025	19	Firm change	RIA to RIA
CONSTELLATION WEALTH ADVISORS, LLC	CONSTELLATION WEALTH ADVISORS	May 28, 2020	Mar 24, 2020	-65	Channel change	Other
OXFORD FINANCIAL GROUP, LTD	CONSTELLATION WEALTH ADVISORS, LLC	Aug 15, 2017	Oct 26, 2017	72	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	OXFORD FINANCIAL GROUP, LTD	Feb 20, 2015	Feb 19, 2015	-1	Firm change	Other
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 26, 2003	Mar 7, 2003	9	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
147253:109807:OH:2025-04-25	Apr 25, 2025	May 14, 2025	CINCINNATI, OH	Firm change
289860:147253:OH:2020-05-28	May 28, 2020	Mar 24, 2020	CINCINNATI, OH	Firm change after gap

Relationships

Registered with (6)

→ MAI CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
May 14, 2025 to presentfactForm ADV
→ CONSTELLATION WEALTH ADVISORSRegistered adviserregistration: previous registration
Mar 24, 2020 to Apr 25, 2025factForm ADV
→ CONSTELLATION WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 26, 2017 to May 28, 2020factForm ADV
→ OXFORD FINANCIAL GROUP, LTDRegistered adviserregistration: previous registration
Feb 19, 2015 to Aug 15, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 7, 2003 to Feb 20, 2015factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 14, 2003 to Feb 26, 2003factForm ADV

Dated events

Occurred
Apr 25, 2025
Advisor changed firm
Donna Sturgeon Sterwerf left Constellation Wealth Advisors for Mai Capital Management, Llc (registered 2025-05-14)
Form ADVobserved 5 days ago