DFX Intelligence

R•••••• D••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

R•••••• D••• G•••

Advisor at L•• F•••••••• L••

TAVARES, FL | ZEPHYRHILLS, FL

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Search this name across graphsid dfx:ria:132290f7-ed32-5f53-62a9-c2a1f86940ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 29, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 8, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 17, 2020	n/a	yes	TAVARES, FL\|ZEPHYRHILLS, FL	Current employment
L••••• F••••••••• I•••	Bd affiliated wealth	Apr 13, 2011	Sep 30, 2020	no	ZEPHYRHILLS, FL\|TAVARES, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• F••••••••• I•••	L•• F•••••••• L••	Sep 30, 2020	Sep 17, 2020	-13	Firm change	Ibd to ibd
O•••• I••••••••• I•••	L••••• F••••••••• I•••	Mar 25, 2011	Apr 13, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
17870:6413:FL:2020-09-30	Sep 30, 2020	Sep 17, 2020	TAVARES, FL	Firm change

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 17, 2020 to presentfactForm ADV
→ L••••• F••••••••• I•••Registered adviserregistration: previous registration
Apr 13, 2011 to Sep 30, 2020factForm ADV
→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
Mar 25, 2008 to Mar 25, 2011factForm ADV
→ C••••••• A•••• M••••••••• I••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:132290f7-ed32-5f53-62a9-c2a1f86940ad
First observed: Apr 29, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.