RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Sep 17, 2020 · Tavares, Fl
• L••••• F••••••••• I••• BD affiliated
  Apr 13, 2011 to Sep 30, 2020 · Zephyrhills, Fl
• O•••• I••••••••• I••• BD affiliated
  Mar 25, 2008 to Mar 25, 2011 · Zephyrhills, Fl
• C••••••• A•••• M••••••••• I•• unclassified
  May 16, 2007 to Mar 7, 2008 · Winter Garden, Fl
• G•••••••• F••••••••• I•• unclassified
  Feb 20, 2007 to May 17, 2007 · Tampa, Fl
• T• A••••••••• I••• former
  Apr 29, 2003 to Dec 4, 2006 · Orlando, Fl

• L••••• F••••••••• I••• to L•• F•••••••• L••
  left Sep 30, 2020, registered Sep 17, 2020 (-13 days) · Affiliated broker-dealer or bank to another · moved with a team
• O•••• I••••••••• I••• to L••••• F••••••••• I•••
  left Mar 25, 2011, registered Apr 13, 2011 (19 days) · Other
• C••••••• A•••• M••••••••• I•• to O•••• I••••••••• I•••
  left Mar 7, 2008, registered Mar 25, 2008 (18 days) · Other
• G•••••••• F••••••••• I•• to C••••••• A•••• M••••••••• I••
  left May 17, 2007, registered May 16, 2007 (-1 days) · Other
• T• A••••••••• I••• to G•••••••• F••••••••• I••
  left Dec 4, 2006, registered Feb 20, 2007 (78 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address