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K••••••• A••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

K••••••• A••• H••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

SALT LAKE CITY, UT | CHAPEL HILL, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:132490bc-a015-13c8-1f26-77d909cb6fcd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jul 9, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 21, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 15, 2018	n/a	yes	CHAPEL HILL, NC\|SALT LAKE CITY, UT	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jan 21, 2014	Nov 1, 2017	no	CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Nov 1, 2017	Nov 15, 2018	379	Firm change	Other
C••••• I••••••••• S••••••• L••	C••••• I••••••••• A••••••• L••	Jan 21, 2014	Jan 21, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:7691:IL:2017-10-30	Nov 1, 2017	Nov 15, 2018	CHICAGO, IL	Firm change

Relationships

Registered with (6)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Nov 15, 2018 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 21, 2014 to Nov 1, 2017factForm ADV
→ C••••• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Dec 6, 2011 to Jan 21, 2014factForm ADV
→ W••••••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:132490bc-a015-13c8-1f26-77d909cb6fcd
First observed: Jul 9, 1998
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.