DFX Intelligence

V•••••• G•••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

V•••••• G•••• R••••

Advisor at O•••• A••••••• S•••••••• L••

Houston, TX | ATLANTA, GA

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Search this name across graphsid dfx:ria:13630141-9598-387a-939d-36a09d775c65

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 10, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Oct 15, 2019	n/a	yes	Houston, TX\|ATLANTA, GA	Current employment
R••••• • J•••• W••••• M•••••••••	Former SEC adviser	Aug 10, 2018	Feb 3, 2020	no	HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• • J•••• W••••• M•••••••••	O•••• A••••••• S•••••••• L••	Feb 3, 2020	Oct 15, 2019	-111	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
116597:171070:TX:2020-02-03	Feb 3, 2020	Oct 15, 2019	HOUSTON, TX	Firm change after gap

Relationships

Registered with (2)

→ O•••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Oct 15, 2019 to presentfactForm ADV
→ R••••• • J•••• W••••• M•••••••••Registered adviserregistration: previous registration
Aug 10, 2018 to Feb 3, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13630141-9598-387a-939d-36a09d775c65
First observed: Aug 10, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.