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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ROBARE & JONES WEALTH MANAGEMENT

THE ROBARE GROUP, LTD., CRD 116597

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ba15c517-fdc5-76ab-32f9-9d4df45e84e5

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 0
Observed: Dec 20, 2011 to Mar 29, 2019
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $176MItem 5.F on the latest filing (2019-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $176M
Private client RAUM: $176MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 622
Individual clients: 236
High net worth clients: 66
Custody, client assets: $11.2M
SEC number: 801-61767
CRD: 116597
Filings on the tape: 19
First filed: Dec 20, 2011
Latest filed: Mar 29, 2019
Organised: Other (specify), Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ROBARE, MARK, LEE	President	D	yes	08/2000	Dec 20, 2011	Mar 29, 2019
ROBARE, MARK, LEE	INVESTMENT ADVISER REPRESENTATIVE, LIMITED PARTNER, CHIEF COMPLIANCE OFFICER (10/2004)	D	yes	08/2000	Dec 20, 2011	Mar 29, 2019
JONES, JACK, LEWIS	Owner	F	no	08/2000	Dec 20, 2011	Mar 29, 2019
JONES, JACK, LEWIS	INVESTMENT ADVISER REPRESENTATIVE, LIMITED PARTNER	B	no	08/2000	Dec 20, 2011	Mar 29, 2019
ROBARE ASSET MANAGEMENT, INC.	MANAGING GENERAL PARTNER	B	no	08/2000	Dec 20, 2011	Mar 29, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	$176M	$176M	8	5	0	n/a	n/a
2017	Mar 30, 2018	$177M	$177M	8	5	0	n/a	n/a
2016	Mar 30, 2017	$160M	$160M	8	5	n/a	n/a	n/a
2015	Mar 30, 2016	$160M	$160M	7	4	n/a	n/a	n/a
2014	Mar 24, 2015	$160M	$160M	7	3	n/a	n/a	n/a
2013	Mar 31, 2014	$150M	$150M	7	3	n/a	n/a	n/a
2012	Apr 1, 2013	$150M	$150M	6	3	n/a	n/a	n/a
2011	Mar 30, 2012	$130M	$130M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$176M	$177M	-1.1%	$160M	3.1%	8	8	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
OSAIC ADVISORY SERVICES, LLC	5	Feb 3, 2020	Jan 14, 2020	HOUSTON, TX	Firm absorbed	RIA to ibd	100.0%

Relationships

Controls (1)

← ROBARE, MARK, LEEOwnerPRESIDENT, ownership code D, individual
Dec 20, 2011 to presentfactForm ADV

Owns (2)

← JONES, JACK, LEWISOwnerOWNER, ownership code F, individual
Dec 20, 2011 to presentfactForm ADV
← ROBARE ASSET MANAGEMENT, INC.OwnerMANAGING GENERAL PARTNER, ownership code B, domestic entity
Dec 20, 2011 to presentfactForm ADV

Registered with (6)

← MARK LEE ROBAREAdvisorregistration: previous registration
Jan 26, 2001 to Feb 3, 2020factForm ADV
← JACK LEWIS JONESAdvisorregistration: previous registration
Jan 26, 2001 to Feb 3, 2020factForm ADV
← STANLEY EDWARD ROBAREAdvisorregistration: previous registration
Aug 6, 2018 to Feb 3, 2020factForm ADV
← BRIAN KEITH JONESAdvisorregistration: previous registration
Jun 9, 2016 to Feb 3, 2020factForm ADV
← Valerie Giles RoqueAdvisorregistration: previous registration
Aug 10, 2018 to Feb 3, 2020factForm ADV
← CHRISTOPHER JORDAN EDWARDSAdvisorregistration: previous registration
Apr 30, 2013 to Mar 11, 2016factForm ADV

Moved with (1)

→ OSAIC ADVISORY SERVICES, LLCRegistered adviser5 advisors, firm absorbed, same day
Feb 3, 2020 to Jan 14, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ba15c517-fdc5-76ab-32f9-9d4df45e84e5
First observed: Dec 20, 2011
Last observed: Mar 29, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROBARE & JONES WEALTH MANAGEMENT

THE ROBARE GROUP, LTD., CRD 116597

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ba15c517-fdc5-76ab-32f9-9d4df45e84e5

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ROBARE, MARK, LEE

President

yes

08/2000

Dec 20, 2011

Mar 29, 2019

ROBARE, MARK, LEE

INVESTMENT ADVISER REPRESENTATIVE, LIMITED PARTNER, CHIEF COMPLIANCE OFFICER (10/2004)

yes

08/2000

Dec 20, 2011

Mar 29, 2019

JONES, JACK, LEWIS

Owner

08/2000

Dec 20, 2011

Mar 29, 2019

JONES, JACK, LEWIS

INVESTMENT ADVISER REPRESENTATIVE, LIMITED PARTNER

08/2000

Dec 20, 2011

Mar 29, 2019

ROBARE ASSET MANAGEMENT, INC.

MANAGING GENERAL PARTNER

08/2000

Dec 20, 2011

Mar 29, 2019

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

$176M

n/a

2017

Mar 30, 2018

$177M

n/a

2016

Mar 30, 2017

$160M

n/a

2015

Mar 30, 2016

$160M

n/a

2014

Mar 24, 2015

$160M

n/a

2013

Mar 31, 2014

$150M

n/a

2012

Apr 1, 2013

$150M

n/a

2011

Mar 30, 2012

$130M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$176M

$177M

-1.1%

$160M

3.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

OSAIC ADVISORY SERVICES, LLC

Feb 3, 2020

Jan 14, 2020

HOUSTON, TX

Firm absorbed

RIA to ibd

100.0%