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A••• M•••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

A••• M•••• J••••

Advisor at M••••••

HOUSTON, TX

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Search this name across graphsid dfx:ria:136dd3c6-4561-99e9-1a83-2ee283cc92e9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 16, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Jan 2, 2019	n/a	yes	HOUSTON, TX	Current employment
P•••••• W••••• M••••••••• I•••	Former SEC adviser	Sep 16, 2004	Feb 4, 2019	no	HOUSTON, TX\|HOUSTON, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• W••••• M••••••••• I•••	M••••••	Feb 4, 2019	Jan 2, 2019	-33	Firm change after gap	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
130447:140195:TX:2019-02-04	Feb 4, 2019	Jan 2, 2019	HOUSTON, TX	Firm change after gap

Relationships

Registered with (2)

→ M••••••Registered adviserregistration: current employment
Jan 2, 2019 to presentfactForm ADV
→ P•••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 16, 2004 to Feb 4, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:136dd3c6-4561-99e9-1a83-2ee283cc92e9
First observed: Sep 16, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.