DFX Intelligence

M•••••• J•••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

M•••••• J•••• T••••

Advisor at H••••••• F••••

SAN DIEGO, CA | WAYNE, PA

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Search this name across graphsid dfx:ria:13ba978f-637b-8919-5835-ce4729afa05c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 23, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• F••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Oct 23, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• F••••	Asset manager	May 26, 2015	n/a	yes	SAN DIEGO, CA\|WAYNE, PA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 10, 2010	Jun 24, 2013	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	H••••••• F••••	Jun 24, 2013	May 26, 2015	701	Firm change after gap	Other
I•••••• A•••••••• I•••	L•• F•••••••• L••	Oct 18, 2010	Nov 10, 2010

Relationships

Registered with (3)

→ H••••••• F••••Registered adviserregistration: current employment
May 26, 2015 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 10, 2010 to Jun 24, 2013factForm ADV
→ I•••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 23, 2010 to Oct 18, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13ba978f-637b-8919-5835-ce4729afa05c
First observed: Aug 23, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.