DFX Intelligence
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P••••••• C•••••• MANAGEMENT LLC, CRD 333009
NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| K•••• M•••••• M••••• | n/a | NEWPORT BEACH, CA | 0 | 29 | 6 | no |
| B••••••• P••• W••• D•••••• | n/a | NEWPORT BEACH, CA | 0 | 25 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C•••••• J•••••• D•••• | SENIOR VICE PRESIDENT OF INVESTMENT OPERATIONS | Na | yes | 06/2016 | Jul 21, 2026 | Jul 21, 2026 |
| D••••••• B•••••••• P••• W••• | MEMBER, CO-FOUNDER AND CHIEF INVESTMENT OFFICER | Na | yes | 06/2016 | Jul 21, 2026 | Jul 21, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| P••••••• C•••••• I•••••••• S••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 25, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.6B | $1.6B | -0.5% | n/a | n/a | 11 | 11 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| P••••••• C•••••• | 4 | Dec 16, 2024 | Jan 1, 2026 | NEWPORT BEACH, CA | Firm absorbed | RIA to RIA | 100.0% |
| no |
| J••••• D•••• C••••• | n/a | NEWPORT BEACH, CA | 0 | 19 | 4 | no |
| C••••••••• G••••• K•••• | n/a | Palm Beach, FL | NEWPORT BEACH, CA | 0 | 42 | n/a | no |
| M•••••• K••••• M•••••• | MEMBER, CO-FOUNDER AND CHIEF EXECUTIVE OFFICER | Na | yes | 09/2016 | Jul 21, 2026 | Jul 21, 2026 |
| P••••• R•••••• B• | SENIOR VICE PRESIDENT OF OPERATIONS AND CHIEF COMPLIANCE OFFICER | Na | yes | 07/2022 | Jul 21, 2026 | Jul 21, 2026 |
| P••••••• C•••••• L•• | Member | E | yes | 06/2016 | Jul 21, 2026 | Jul 21, 2026 |
| C•••••••• D•••••• R••••• | SENIOR VICE PRESIDENT OF INVESTMENTS AND CHIEF OPERATING OFFICER | Na | yes | 03/2022 | Sep 6, 2024 | Sep 9, 2024 |
| D•••••• L••••• T•••• | Shareholder | D | yes | 05/2022 | Sep 6, 2024 | Sep 9, 2024 |
| D••••••• B•••••••• P••• W••• | Trustee | D | yes | 05/2022 | Sep 6, 2024 | Sep 9, 2024 |
| G••••• J•••••••• D••• | Trustee | D | yes | 05/2022 | Sep 6, 2024 | Sep 9, 2024 |
| M••••• F••••• T•••• D•• 0••••••••• | Shareholder | D | yes | 06/2016 | Sep 6, 2024 | Sep 9, 2024 |
| M•••••• K••••• M•••••• | Trustee | D | yes | 04/2001 | Sep 6, 2024 | Sep 9, 2024 |
| M•••••• T••••• S••••••• | Trustee | D | yes | 04/2001 | Sep 6, 2024 | Sep 9, 2024 |
| $244M |
| 11 |
| 6 |
| 1 |
| n/a |
| n/a |
| 2024 | Mar 25, 2025 | $1.6B | $213M | 11 | 6 | 0 | n/a | n/a |