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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Sudbury, MA | Minneapolis, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 20, 2015 | n/a | yes | Minneapolis, MN|Sudbury, MA | Current employment |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | Asset manager | May 1, 2010 | Dec 15, 2014 | no | MINNEAPOLIS, MN|PROVIDENCE, RI|EDEN PRAIRIE, MN|BOSTON, MA | Previous registration |
| BOFA ADVISORS, LLC | Former SEC adviser | Apr 13, 2005 | May 1, 2010 | no | BOSTON, MA|EDEN PRAIRIE, MN|ST. LOUIS PARK, MN | Previous registration |
| COLUMBIA MANAGEMENT ADVISORS, INC. | n/a | Apr 6, 2004 | Apr 12, 2005 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Dec 15, 2014 | Jan 20, 2015 | 36 | Channel change | Other |
| BOFA ADVISORS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | May 1, 2010 | May 1, 2010 | 0 | Bulk transfer | Other |
| COLUMBIA MANAGEMENT ADVISORS, INC. | BOFA ADVISORS, LLC | Apr 12, 2005 | Apr 13, 2005 | 1 | Firm change | Other |