DFX Intelligence

G•••••• J••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

G•••••• J••• S•••••

Advisor at J••• M••••• S••••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:13d1c186-4a3f-fc3c-e92f-a4a65c0c0a14

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Feb 27, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Feb 27, 2026	n/a	yes	LOS ANGELES, CA\|EL SEGUNDO, CA\|HERMOSA BEACH, CA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Feb 19, 2025	Feb 23, 2026	no	Redondo Beach, CA\|EL SEGUNDO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	J••• M••••• S••••••••• L••	Feb 23, 2026	Feb 27, 2026	4	Firm change	Ibd to wirehouse
L•••••• O•• I••••••••• M•••••••••	A••••••••• F•••••••• S•••••••• L••	Feb 7, 2025	Feb 19, 2025

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Feb 27, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 19, 2025 to Feb 23, 2026factForm ADV
→ L•••••• O•• I••••••••• M•••••••••Registered adviserregistration: previous registration
Jan 17, 2023 to Feb 7, 2025factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Occurred
Feb 23, 2026
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 7, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 31, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13d1c186-4a3f-fc3c-e92f-a4a65c0c0a14
First observed: Feb 27, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.