DFX Intelligence

K•••••• Z••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

K•••••• Z••••••••

Advisor at L•• F•••••••• L••

FOSTER CITY, CA | WOODLAND HILLS, CA

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 15, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Apr 29, 2025	n/a	yes	WOODLAND HILLS, CA\|FOSTER CITY, CA	Current employment
C•••••••• F••••••••• I•••	Bd affiliated wealth	Jan 17, 2020	May 7, 2025	no	Woodland Hills, CA\|West Palm Beach, FL\|ANAHEIM, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F••••••••• I•••	L•• F•••••••• L••	May 7, 2025	Apr 29, 2025	-8	Firm change	Ibd to ibd
S••••• F•••••••• G•••• I••	C•••••••• F••••••••• I•••	Jan 17, 2020	Jan 17, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
109485:30833:CA:2020-01-17	Jan 17, 2020	Jan 17, 2020	WOODLAND HILLS, CA	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Apr 29, 2025 to presentfactForm ADV
→ C•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Jan 17, 2020 to May 7, 2025factForm ADV
→ S••••• F•••••••• G•••• I••Registered adviserregistration: previous registration
Mar 17, 2011 to Jan 17, 2020factForm ADV
→ V••• F•••••••• A•••••••• I•••

Dated events

Order

Occurred
7 May 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 15, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.