RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• Z••••••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 29, 2025 · Woodland Hills, Ca
- C•••••••• F••••••••• I••• BD affiliatedJan 17, 2020 to May 7, 2025 · Woodland Hills, Ca
- S••••• F•••••••• G•••• I•• formerMar 17, 2011 to Jan 17, 2020 · Woodland Hills, Ca
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 24, 2007 to Mar 22, 2011 · Los Angeles, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDDec 15, 1997 to Nov 21, 2002 · La, Ca
- C•••••••• F••••••••• I••• to L•• F•••••••• L••left May 7, 2025, registered Apr 29, 2025 (-8 days) · Affiliated broker-dealer or bank to another
- S••••• F•••••••• G•••• I•• to C•••••••• F••••••••• I•••left Jan 17, 2020, registered Jan 17, 2020 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- V••• F•••••••• A•••••••• I••• to S••••• F•••••••• G•••• I••left Mar 22, 2011, registered Mar 17, 2011 (-5 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to V••• F•••••••• A•••••••• I•••left Nov 21, 2002, registered Jan 24, 2007 (1525 days) · Other
- K•••••• Z•••••••• left C•••••••• F••••••••• I••• for L•• F•••••••• L•• (registered 2025-04-29)May 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address