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Advisor at IHT WEALTH MANAGEMENT LLC
CHICAGO, IL | Naples, FL | GREENWOOD VILLAGE, CO | NAPLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 10, 2023 | n/a | yes | NAPLES, FL|NAPLES, FL | Current employment |
| IHT WEALTH MANAGEMENT LLC | Bd affiliated wealth | Jun 24, 2019 | n/a | yes | CHICAGO, IL|GREENWOOD VILLAGE, CO|Naples, FL | Current employment |
| INDEPENDENT FINANCIAL PARTNERS | Bd affiliated wealth | Nov 30, 2017 | Jul 30, 2019 | no | Naples, FL|Boulder, CO | Previous registration |
| WESTERN WEALTH MANAGEMENT LLC | Independent wealth | Jun 22, 2016 | Nov 27, 2017 | no | GOLDEN, CO|BOULDER, CO | Previous registration |
| WESTERN WEALTH MANAGEMENT LLC | Former SEC adviser | Feb 9, 2015 | Jun 22, 2016 | no | BOULDER, CO|BOULDER, CO|GOLDEN, CO | Previous registration |
| PIPER SANDLER & CO. | Institutional manager | Mar 22, 2001 | Jun 23, 2006 | no | BOULDER, CO|BOULDER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL PARTNERS | IHT WEALTH MANAGEMENT LLC | Jul 30, 2019 | Jun 24, 2019 | -36 | Firm change after gap | Ibd to RIA |
| WESTERN WEALTH MANAGEMENT LLC | INDEPENDENT FINANCIAL PARTNERS | Nov 27, 2017 | Nov 30, 2017 | 3 | Firm change | Other |
| WESTERN WEALTH MANAGEMENT LLC | WESTERN WEALTH MANAGEMENT LLC | Jun 22, 2016 | Jun 22, 2016 | 0 | Bulk transfer | Other |
| PIPER SANDLER & CO. | WESTERN WEALTH MANAGEMENT LLC | Jun 23, 2006 | Feb 9, 2015 | 3,153 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283545:125112:CO:2017-11-27 | Nov 27, 2017 | Nov 30, 2017 | BOULDER, CO | Firm change |