DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Cain Benjamin Kobert
Certified Financial Planner
Feed of 09/15/2026
Also filed as Cain Benjamin Robert
At current firm
7 y
since Jun 24, 2019
In the industry
29 y
since Dec 4, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince May 10, 2023 · Naples, Fl
- Iht Wealth Management LLC BD affiliated currentsince Jun 24, 2019 · Chicago, Il
- Independent Financial Partners BD affiliatedNov 30, 2017 to Jul 30, 2019 · Naples, Fl
- Western Wealth Management LLC independent RIAJun 22, 2016 to Nov 27, 2017 · Golden, Co
- Western Wealth Management LLC formerFeb 9, 2015 to Jun 22, 2016 · Boulder, Co
- Piper Sandler & Co. institutionalMar 22, 2001 to Jun 23, 2006 · Boulder, Co
Moves
a registration end followed by a registration begin elsewhere
- Independent Financial Partners to Iht Wealth Management LLCleft Jul 30, 2019, registered Jun 24, 2019 (-36 days) · Affiliated broker-dealer or bank to independent RIA
- Western Wealth Management LLC to Independent Financial Partnersleft Nov 27, 2017, registered Nov 30, 2017 (3 days) · Other · moved with a team
- Western Wealth Management LLC to Western Wealth Management LLCleft Jun 22, 2016, registered Jun 22, 2016 (0 days) · corporate re-registration, not a move
- Piper Sandler & Co. to Western Wealth Management LLCleft Jun 23, 2006, registered Feb 9, 2015 (3153 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address