DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I••••••••• F•••••••• G••••• L••
HONOLULU, HI | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• F•••••••• G••••• L•• | Bd affiliated wealth | Oct 30, 2025 | n/a | yes | HONOLULU, HI|SAN DIEGO, CA | Current employment |
| M••••• S•••••• | Wirehouse | May 31, 2013 | Sep 30, 2025 | no | Honolulu, HI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | I••••••••• F•••••••• G••••• L•• | Sep 30, 2025 | Oct 30, 2025 | 30 | FIRM_C•••GE | Wirehouse to ibd |
| C•••••• S••••• • C••• I••• | M••••• S•••••• | Jun 10, 2013 | May 31, 2013 |
| C•••••• S••••• • C••• I••• | National bd RIA | Jan 23, 2006 | Jun 10, 2013 | no | Honolulu, HI | Previous registration |
| H••••• • A••••• C•••••• M••••••••• I••• | n/a | Mar 22, 2004 | Oct 4, 2005 | no | SAN FRANCISCO, CA | Previous registration |
| D•• I••••••••• M••••••••• A•••••••• I••• | Other adviser | Sep 23, 2002 | Apr 12, 2004 | no | SAN FRANCISCO, CA | Previous registration |
| -10 |
| FIRM_C•••GE |
| Ibd to wirehouse |
| H••••• • A••••• C•••••• M••••••••• I••• | C•••••• S••••• • C••• I••• | Oct 4, 2005 | Jan 23, 2006 | 111 | FIRM_C•••GE | Other |
| D•• I••••••••• M••••••••• A•••••••• I••• | H••••• • A••••• C•••••• M••••••••• I••• | Apr 12, 2004 | Mar 22, 2004 | -21 | FIRM_C•••GE | Other |