DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

W•• K•• C•••

I••••••••• F•••••••• G••••• L••BD affiliatedHonolulu, Hi dual registrantIAPD 3089150

Certified Financial Planner

Feed of 09/15/2026

Also filed as Waikee C•••

At current firm

0 y

since Oct 30, 2025

In the industry

27 y

since Feb 24, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• F•••••••• G••••• L•• BD affiliated current
since Oct 30, 2025 · Honolulu, Hi
M••••• S•••••• wirehouse
May 31, 2013 to Sep 30, 2025 · Honolulu, Hi
C•••••• S••••• • C••• I••• national BD
Jan 23, 2006 to Jun 10, 2013 · Honolulu, Hi
H••••• • A••••• C•••••• M••••••••• I••• unclassified
Mar 22, 2004 to Oct 4, 2005 · San Francisco, Ca
D•• I••••••••• M••••••••• A•••••••• I••• other
Sep 23, 2002 to Apr 12, 2004 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to I••••••••• F•••••••• G••••• L••
left Sep 30, 2025, registered Oct 30, 2025 (30 days) · Wirehouse to affiliated broker-dealer or bank
C•••••• S••••• • C••• I••• to M••••• S••••••
left Jun 10, 2013, registered May 31, 2013 (-10 days) · Affiliated broker-dealer or bank to wirehouse
H••••• • A••••• C•••••• M••••••••• I••• to C•••••• S••••• • C••• I•••
left Oct 4, 2005, registered Jan 23, 2006 (111 days) · Other
D•• I••••••••• M••••••••• A•••••••• I••• to H••••• • A••••• C•••••• M••••••••• I•••
left Apr 12, 2004, registered Mar 22, 2004 (-21 days) · Other

Signals

W•• K•• C••• left M••••• S•••••• for I••••••••• F•••••••• G••••• L•• (registered 2025-10-30)
Sep 30, 2025 · advisor firm c•••ge · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address