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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

VINCENT MICHAEL PRIMAVERA

Advisor at LPL FINANCIAL LLC

MT. LAUREL, NJ

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Search this name across graphsid dfx:ria:1408a5f8-32da-ca02-b0ef-3eb29219e79c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 20, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 19, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 19, 2011
First registration: Sep 20, 2011
Dual registered: yes, broker-dealer
Other names: VINCENT M PRIMAVERA|VINCENT M PRIMAVERA
IAPD individual key: 5938637

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 27, 2023	n/a	yes	MT. LAUREL, NJ	Current employment
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Nov 3, 2016	Mar 1, 2023	no	Marlton, NJ\|Sewell, NJ\|WILMINGTON, DE	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Sep 9, 2014	Aug 24, 2015	no	VINELAND, NJ\|OCEAN CITY, NJ	Previous registration
EDWARD JONES	National bd RIA	Dec 9, 2013	Jun 11, 2014	no	SEWELL, NJ\|MANTUA, NJ\|ST LOUIS, MO	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jul 9, 2012	Dec 11, 2013	no	MARLTON, NJ	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jul 9, 2012	Dec 11, 2013	no	Marlton, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 20, 2011	Jun 28, 2012	no	PENNINGTON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRINCIPAL SECURITIES, INC.	LPL FINANCIAL LLC	Mar 1, 2023	Feb 27, 2023	-2	Firm change	Ibd to RIA
PNC WEALTH MANAGEMENT	PRINCIPAL SECURITIES, INC.	Aug 24, 2015	Nov 3, 2016	437	Firm change after gap	Other
EDWARD JONES	PNC WEALTH MANAGEMENT	Jun 11, 2014	Sep 9, 2014	90	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	EDWARD JONES	Dec 11, 2013	Dec 9, 2013	-2	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Dec 11, 2013	Jul 9, 2012	-520	Channel change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TD AMERITRADE, INC.	Jun 28, 2012	Jul 9, 2012	11	Firm change	Wirehouse to new firm

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 27, 2023 to presentfactForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Nov 3, 2016 to Mar 1, 2023factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 9, 2014 to Aug 24, 2015factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Dec 9, 2013 to Jun 11, 2014factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 9, 2012 to Dec 11, 2013factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jul 9, 2012 to Dec 11, 2013factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 20, 2011 to Jun 28, 2012factForm ADV

Dated events

Occurred
Mar 1, 2023
Advisor changed firm
Vincent Michael Primavera left Principal Securities, Inc. for Lpl Financial Llc (registered 2023-02-27)
Form ADVobserved 4 days ago