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D••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

D••••• S••••

Advisor at E••••• J••••

DAVIE, FL

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Search this name across graphsid dfx:ria:1415568e-1fb0-68dc-ec56-afafb2cdf9f2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 3
On other graphs: 0
Observed: May 16, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 7, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 11

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Oct 16, 2023	n/a	yes	DAVIE, FL	Current employment
O•••• I••••••••• I•••	Bd affiliated wealth	Apr 3, 2023	Oct 10, 2023	no	Swansea, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• I••••••••• I•••	E••••• J••••	Oct 10, 2023	Oct 16, 2023	6	Firm change	Ibd to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	O•••• I••••••••• I•••	Apr 3, 2023	Apr 3, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
35371:17117:FL:2021-01-22	Jan 22, 2021	Jan 25, 2021	FORT LAUDERDALE, FL	Firm change
136865:7059:WA:2015-02-20	Feb 27, 2015	Mar 2, 2015	SEATTLE, WA	Firm change

Relationships

Registered with (11)

→ E••••• J••••Registered adviserregistration: current employment
Oct 16, 2023 to presentfactForm ADV
→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
Apr 3, 2023 to Oct 10, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 22, 2022 to Apr 3, 2023factForm ADV
→ F•••• H•••••• A•••••••• I••

Dated events

Occurred
Oct 10, 2023
Advisor changed firm
D••••• S•••• left O•••• I••••••••• I••• for E••••• J•••• (registered 2023-10-16)
Form ADVobserved 7 days ago
Occurred
Apr 3, 2023
Advisor changed firm
D••••• S•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for O•••• I••••••••• I••• (registered 2023-04-03)
Form ADVobserved 7 days ago
Occurred
Aug 1, 2022
Advisor changed firm
D••••• S•••• left F•••• H•••••• A•••••••• I•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-08-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1415568e-1fb0-68dc-ec56-afafb2cdf9f2
First observed: May 16, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.