DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• S••••

E••••• J••••national BDDavie, Fldual registrantIAPD 4772937

Feed of 09/14/2026

Also filed as Daniel Menachem Seghi

At current firm

2 y

since Oct 16, 2023

In the industry

22 y

since Jun 7, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Oct 16, 2023 · Davie, Fl
O•••• I••••••••• I••• BD affiliated
Apr 3, 2023 to Oct 10, 2023 · Swansea, Il
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 22, 2022 to Apr 3, 2023 · Swansea, Il
F•••• H•••••• A•••••••• I•• former
Jan 25, 2021 to Aug 1, 2022 · Memphis, Tn
O•••• I••••••••• I••• BD affiliated
Dec 5, 2018 to Jan 22, 2021 · Fort Lauderdale, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Mar 2, 2015 to Dec 27, 2018 · New York, Ny
C•••••• O•• A•••••••• L•• former
Jan 28, 2015 to Feb 27, 2015 · Seattle, Wa
C•••••• O•• F•••••••• A••••••• L•• unclassified
Dec 26, 2013 to Jan 28, 2015 · Melville, Ny
M••••• S•••••• wirehouse
Sep 26, 2013 to Dec 12, 2013 · Garden City, Ny
F•••• E••••• A•••• M••••••••• I•• former
Jun 1, 2012 to Aug 8, 2012 · Hauppauge, Ny
O••••••••• • C•• I••• BD affiliated
Dec 17, 2008 to Mar 8, 2010 · Fort Lauderdale, Fl
C•••••• S••••• • C••• I••• national BD
May 16, 2007 to Dec 18, 2008 · Fort Lauderdale, Fl

Moves

a registration end followed by a registration begin elsewhere

O•••• I••••••••• I••• to E••••• J••••
left Oct 10, 2023, registered Oct 16, 2023 (6 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• I••••••••• I•••
left Apr 3, 2023, registered Apr 3, 2023 (0 days) · Wirehouse to affiliated broker-dealer or bank
F•••• H•••••• A•••••••• I•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 1, 2022, registered Aug 22, 2022 (21 days) · RIA to wirehouse
O•••• I••••••••• I••• to F•••• H•••••• A•••••••• I••
left Jan 22, 2021, registered Jan 25, 2021 (3 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
C•••••••• G••••• M•••••• I••• to O•••• I••••••••• I•••
left Dec 27, 2018, registered Dec 5, 2018 (-22 days) · Affiliated broker-dealer or bank to another
C•••••• O•• A•••••••• L•• to C•••••••• G••••• M•••••• I•••
left Feb 27, 2015, registered Mar 2, 2015 (3 days) · Other · moved with a team
C•••••• O•• F•••••••• A••••••• L•• to C•••••• O•• A•••••••• L••
left Jan 28, 2015, registered Jan 28, 2015 (0 days) · corporate re-registration, not a move
M••••• S•••••• to C•••••• O•• F•••••••• A••••••• L••
left Dec 12, 2013, registered Dec 26, 2013 (14 days) · Other
F•••• E••••• A•••• M••••••••• I•• to M••••• S••••••
left Aug 8, 2012, registered Sep 26, 2013 (414 days) · Other
O••••••••• • C•• I••• to F•••• E••••• A•••• M••••••••• I••
left Mar 8, 2010, registered Jun 1, 2012 (816 days) · Other
C•••••• S••••• • C••• I••• to O••••••••• • C•• I•••
left Dec 18, 2008, registered Dec 17, 2008 (-1 days) · Other

Signals

D••••• S•••• left O•••• I••••••••• I••• for E••••• J•••• (registered 2023-10-16)
Oct 10, 2023 · Advisor changed firm · fact
D••••• S•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for O•••• I••••••••• I••• (registered 2023-04-03)
Apr 3, 2023 · Advisor changed firm · fact
D••••• S•••• left F•••• H•••••• A•••••••• I•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-08-22)
Aug 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address