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M••• M••• M•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

M••• M••• M•

Advisor at M•••• W••••• P•••••••

SAN MATEO, CA

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Search this name across graphsid dfx:ria:141f7b8b-856c-f321-9669-16e3c2c83a7a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 22, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• W••••• P•••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 12, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• W••••• P•••••••	State registered	Jun 29, 2023	n/a	yes	SAN MATEO, CA	Current employment
A••••• P••••••• A••••••••• I•••	Former SEC adviser	Feb 9, 2016	Nov 9, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• P••••••• A••••••••• I•••	M•••• W••••• P•••••••	Nov 9, 2023	Jun 29, 2023	-133	Firm change after gap	RIA to state RIA
L•• F•••••••• L••	A••••• P••••••• A••••••••• I•••	Jan 14, 2016

Relationships

Registered with (7)

→ M•••• W••••• P•••••••Registered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ A••••• P••••••• A••••••••• I•••Registered adviserregistration: previous registration
Feb 9, 2016 to Nov 9, 2023factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 8, 2009 to Jan 14, 2016factForm ADV
→ S•••••••• W••••• A••••••• G••••

Dated events

Occurred
Nov 9, 2023
Advisor changed firm
M••• M••• M• left A••••• P••••••• A••••••••• I••• for M•••• W••••• P••••••• (registered 2023-06-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:141f7b8b-856c-f321-9669-16e3c2c83a7a
First observed: Mar 22, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.