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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

Ryan Matthew Laux

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

PLYMOUTH, MN | ARNOLD, MO

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Search this name across graphsid dfx:ria:142a5f70-b344-3ba0-7d18-954ed7cc5545

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: Aug 10, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 2
Registered states: 2
Exams: S63|S66
First exam: May 5, 2004
First registration: Aug 10, 2015
Dual registered: yes, broker-dealer
IAPD individual key: 3176198

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVISORY SOLUTIONS GROUP	Independent wealth	Jul 7, 2026	n/a	yes	ARNOLD, MO\|PLYMOUTH, MN	Current employment
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Jul 7, 2026	n/a	yes	ARNOLD, MO\|PLYMOUTH, MN	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 11, 2024	Nov 28, 2025	no	ARNOLD, MO	Previous registration
CADARET GRANT & CO INC	Former SEC adviser	Jul 12, 2023	May 28, 2024	no	SYRACUSE, NY	Previous registration
PROSPERA FINANCIAL SERVICES, INC.	Bd affiliated wealth	Aug 2, 2022	Apr 24, 2023	no	DALLAS, TX\|DALLAS, TX	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Oct 12, 2021	Jun 1, 2022	no	ST. LOUIS, MO	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 2, 2021	Sep 22, 2021	no	ST. LOUIS, MO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 23, 2018	Apr 7, 2020	no	ST. LOUIS, MO	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 11, 2018	May 22, 2018	no	St Louis, MO	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	May 11, 2018	May 22, 2018	no	St Louis, MO	Previous registration
EDWARD JONES	National bd RIA	Aug 10, 2015	May 30, 2018	no	MARYLAND HEIGHTS, MO\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Nov 28, 2025	Jul 7, 2026	221	Firm change	Ibd to ibd
CADARET GRANT & CO INC	CETERA INVESTMENT ADVISERS LLC	May 28, 2024	Jun 11, 2024	14	Firm change	Ibd to ibd
PROSPERA FINANCIAL SERVICES, INC.	CADARET GRANT & CO INC	Apr 24, 2023	Jul 12, 2023	79	Firm change	RIA to ibd
STIFEL, NICOLAUS & COMPANY, INCORPORATED	PROSPERA FINANCIAL SERVICES, INC.	Jun 1, 2022	Aug 2, 2022	62	Firm change	Ibd to RIA
SECURIAN FINANCIAL SERVICES, INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Sep 22, 2021	Oct 12, 2021	20	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	SECURIAN FINANCIAL SERVICES, INC.	Apr 7, 2020	Jul 2, 2021	451	Firm change after gap	Wirehouse to ibd
EDWARD JONES	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	May 30, 2018	May 11, 2018	-19	Firm change	Ibd to RIA
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	May 22, 2018	May 11, 2018	-11	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	May 22, 2018	May 11, 2018	-11	Firm change	Other

Relationships

Registered with (11)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Jul 7, 2026 to presentfactForm ADV
→ ADVISORY SOLUTIONS GROUPRegistered adviserregistration: current employment
Jul 7, 2026 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 11, 2024 to Nov 28, 2025factForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
Jul 12, 2023 to May 28, 2024factForm ADV
→ PROSPERA FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 2, 2022 to Apr 24, 2023factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Oct 12, 2021 to Jun 1, 2022factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 2, 2021 to Sep 22, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 23, 2018 to Apr 7, 2020factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 10, 2015 to May 30, 2018factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 11, 2018 to May 22, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
May 11, 2018 to May 22, 2018factForm ADV

Dated events

Occurred
Nov 28, 2025
Advisor changed firm
Ryan Matthew Laux left Cetera Investment Advisers Llc for Wealth Enhancement Advisory Services, Llc (registered 2026-07-07)
Form ADVobserved 6 days ago
Occurred
May 28, 2024
Advisor changed firm
Ryan Matthew Laux left Cadaret Grant & Co Inc for Cetera Investment Advisers Llc (registered 2024-06-11)
Form ADVobserved 6 days ago
Occurred
Apr 24, 2023
Advisor changed firm
Ryan Matthew Laux left Prospera Financial Services, Inc. for Cadaret Grant & Co Inc (registered 2023-07-12)
Form ADVobserved 6 days ago
Occurred
Jun 1, 2022
Advisor changed firm
Ryan Matthew Laux left Stifel, Nicolaus & Company, Incorporated for Prospera Financial Services, Inc. (registered 2022-08-02)
Form ADVobserved 6 days ago