DFX Intelligence

R••••• N••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

R••••• N••••• P••••••

Advisor at D••••••••• L••

Ann Arbor, MI | WILMINGTON, DE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:143a98e1-2cc6-9402-55cf-f30184f9cb4c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 25, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 11, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••••• L••	Independent wealth	Feb 2, 2026	n/a	yes	WILMINGTON, DE\|Ann Arbor, MI	Current employment
P•••••• I••••••••• A•••••••• L••	Former SEC adviser	Jul 23, 2010	Feb 26, 2026	no	ANN ARBOR, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• I••••••••• A•••••••• L••	D••••••••• L••	Feb 26, 2026	Feb 2, 2026	-24	Firm change	RIA to RIA
M••••••• P••••••• L••	P•••••• I••••••••• A•••••••• L••	Jul 6, 2010	Jul 23, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
153350:331709:MI:2026-02-26	Feb 26, 2026	Feb 2, 2026	ANN ARBOR, MI	Firm change

Relationships

Registered with (3)

→ D••••••••• L••Registered adviserregistration: current employment
Feb 2, 2026 to presentfactForm ADV
→ P•••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 23, 2010 to Feb 26, 2026factForm ADV
→ M••••••• P••••••• L••Registered adviserregistration: previous registration
Mar 25, 2009 to Jul 6, 2010factForm ADV

Dated events

Occurred
Feb 26, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:143a98e1-2cc6-9402-55cf-f30184f9cb4c
First observed: Mar 25, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.