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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)34 years in industry

Kevin P Moeller

Advisor at AUSDAL FINANCIAL PARTNERS, INC.

Spring Hill, TN | DOWNERS GROVE, IL

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Search this name across graphsid dfx:ria:144227e6-8a34-a381-b01c-49c6be548460

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AUSDAL FINANCIAL PARTNERS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 27, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S66|S65|S63
First exam: Apr 27, 1992
First registration: Jan 1, 1999
Dual registered: yes, broker-dealer
Other names: KEVIN PHILLIP MOELLER
IAPD individual key: 2225427

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AUSDAL FINANCIAL PARTNERS, INC.	Independent wealth	Oct 2, 2023	n/a	yes	Spring Hill, TN\|DOWNERS GROVE, IL	Current employment
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Aug 7, 2019	Oct 5, 2023	no	Spring Hill, TN	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Aug 10, 2016	Aug 13, 2019	no	SPRING HILL, TN\|MANCHESTER, TN	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Apr 11, 2008	Jul 19, 2016	no	COLUMBIA, TN\|OVERLAND PARK, KS\|COLUMBIA, TN\|THOMPSON'S STATION, TN	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 1, 1999	Apr 17, 2003	no	DAVENPORT, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLSTATE FINANCIAL ADVISORS, LLC	AUSDAL FINANCIAL PARTNERS, INC.	Oct 5, 2023	Oct 2, 2023	-3	Firm change	Ibd to RIA
NEXT FINANCIAL GROUP, INC.	ALLSTATE FINANCIAL ADVISORS, LLC	Aug 13, 2019	Aug 7, 2019	-6	Firm change	Ibd to ibd
VSR ADVISORY SERVICES	NEXT FINANCIAL GROUP, INC.	Jul 19, 2016	Aug 10, 2016	22	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	VSR ADVISORY SERVICES	Apr 17, 2003	Apr 11, 2008	1,821	Firm change after gap	Other

Relationships

Registered with (5)

→ AUSDAL FINANCIAL PARTNERS, INC.Registered adviserregistration: current employment
Oct 2, 2023 to presentfactForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 7, 2019 to Oct 5, 2023factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Aug 10, 2016 to Aug 13, 2019factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Apr 11, 2008 to Jul 19, 2016factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 1, 1999 to Apr 17, 2003factForm ADV

Dated events

Occurred
Oct 5, 2023
Advisor changed firm
Kevin P Moeller left Allstate Financial Advisors, Llc for Ausdal Financial Partners, Inc. (registered 2023-10-02)
Form ADVobserved 5 days ago