RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• P• M••••••
- A••••• F•••••••• P•••••••• I••• independent RIA currentsince Oct 2, 2023 · Spring Hill, Tn
- A••••••• F•••••••• A•••••••• L•• BD affiliatedAug 7, 2019 to Oct 5, 2023 · Spring Hill, Tn
- N••• F•••••••• G••••• I••• formerAug 10, 2016 to Aug 13, 2019 · Spring Hill, Tn
- V•• A••••••• S••••••• formerApr 11, 2008 to Jul 19, 2016 · Columbia, Tn
- A••••••••• F•••••••• S•••••••• L•• national BDJan 1, 1999 to Apr 17, 2003 · Davenport, Ia
- A••••••• F•••••••• A•••••••• L•• to A••••• F•••••••• P•••••••• I•••left Oct 5, 2023, registered Oct 2, 2023 (-3 days) · Affiliated broker-dealer or bank to independent RIA
- N••• F•••••••• G••••• I••• to A••••••• F•••••••• A•••••••• L••left Aug 13, 2019, registered Aug 7, 2019 (-6 days) · Affiliated broker-dealer or bank to another
- V•• A••••••• S••••••• to N••• F•••••••• G••••• I•••left Jul 19, 2016, registered Aug 10, 2016 (22 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to V•• A••••••• S•••••••left Apr 17, 2003, registered Apr 11, 2008 (1821 days) · Other
- K•••• P• M•••••• left A••••••• F•••••••• A•••••••• L•• for A••••• F•••••••• P•••••••• I••• (registered 2023-10-02)Oct 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address