DFX Intelligence
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Reading the graph
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Advisor at C••••••••• W•••••• L••
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••••• W•••••• L•• | Independent wealth | Jan 2, 2026 | n/a | yes | LOS ANGELES, CA | Current employment |
| W••••••••• A••••••• | Independent wealth | Jun 29, 2022 | Mar 26, 2024 | no | New York, NY|Culver City, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••••••• A••••••• | C••••••••• W•••••• L•• | Mar 26, 2024 | Jan 2, 2026 | 647 | Firm change after gap | RIA to RIA |
| W••••••••• A••••••• | W••••••••• A••••••• | Jul 5, 2022 | Jun 29, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 158380:106181:NY:2022-07-05 | Jul 5, 2022 | Jun 29, 2022 | NEW YORK, NY | Firm change |
| W••••••••• A••••••• | Former SEC adviser | Aug 30, 2021 | Jul 5, 2022 | no | NEW YORK, NY | Previous registration |
| -6 |
| Channel change |
| RIA to RIA |