F•••• A•••••

Advisor at I•• W••••• M••••••••• L••

SAN ANTONIO, TX | CHICAGO, IL

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Search this name across graphsid dfx:ria:1445d787-2650-6082-04cb-b81cbb2d6e0b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 7, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 12

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• W••••• M••••••••• L••	Bd affiliated wealth	Dec 12, 2019	n/a	yes	SAN ANTONIO, TX\|CHICAGO, IL	Current employment
S••	Bd affiliated wealth	Jan 14, 2016	Dec 6, 2019	no	San Antonio, TX\|ANN ARBOR, MI\|San Antonio, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••	I•• W••••• M••••••••• L••	Dec 6, 2019	Dec 12, 2019	6	Firm change	Ibd to RIA
P•••••••• S••••••••• I•••	S••	Nov 5, 2014	Jan 14, 2016

Relationships

Registered with (11)

→ I•• W••••• M••••••••• L••Registered adviserregistration: current employment
Dec 12, 2019 to presentfactForm ADV
→ S••Registered adviserregistration: previous registration
Jan 14, 2016 to Dec 6, 2019factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Dec 18, 2013 to Nov 5, 2014factForm ADV
→ U••• F•••••••• P••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1445d787-2650-6082-04cb-b81cbb2d6e0b
First observed: Sep 29, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.