DFX Intelligence

Data Factory

RIA / WealthAdvisor34 years in industry

CHRISTOPHER JOHN RICHARD

Advisor at INTEGRATED ADVISORS NETWORK LLC

Cardiff by the Sea, CA | DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:14666bc0-5853-dc5f-c5dd-db06248ab061

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 14, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRATED ADVISORS NETWORK LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 6, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Exams: S63|S65
First exam: Dec 6, 1991
First registration: Jan 14, 1997
Dual registered: no
Other names: CLARK RICHARD
IAPD individual key: 2191827

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRATED ADVISORS NETWORK LLC	Independent wealth	Sep 17, 2015	n/a	yes	Cardiff by the Sea, CA\|DALLAS, TX	Current employment
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jun 19, 2012	Aug 5, 2015	no	SAN DIEGO, CA	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Jun 11, 2009	Jul 2, 2012	no	SAN DIEGO, CA\|RENTON, WA\|Rancho Santa Fe, CA	Previous registration
Crosswater	n/a	May 24, 2005	Dec 31, 2009	no	BELLEVUE, WA	Previous registration
LOCKWOOD FINANCIAL SERVICES, INC.	n/a	Jan 14, 1997	Apr 8, 2005	no	BELLEVUE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST ALLIED ADVISORY SERVICES, INC.	INTEGRATED ADVISORS NETWORK LLC	Aug 5, 2015	Sep 17, 2015	43	Firm change	Other
FIRST ALLIED SECURITIES, INC.	FIRST ALLIED ADVISORY SERVICES, INC.	Jul 2, 2012	Jun 19, 2012	-13	Bulk transfer	Other
Crosswater	FIRST ALLIED SECURITIES, INC.	Dec 31, 2009	Jun 11, 2009	-203	Firm change after gap	Other
LOCKWOOD FINANCIAL SERVICES, INC.	Crosswater	Apr 8, 2005	May 24, 2005	46	Firm change	Other

Relationships

Registered with (5)

→ INTEGRATED ADVISORS NETWORK LLCRegistered adviserregistration: current employment
Sep 17, 2015 to presentfactForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jun 19, 2012 to Aug 5, 2015factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Jun 11, 2009 to Jul 2, 2012factForm ADV
→ CROSSWATERRegistered adviserregistration: previous registration
May 24, 2005 to Dec 31, 2009factForm ADV
→ LOCKWOOD FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 14, 1997 to Apr 8, 2005factForm ADV

Dated events

No dated event names this entity yet.