DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher John Richard
Feed of 09/15/2026
Also filed as Clark Richard
At current firm
11 y
since Sep 17, 2015
In the industry
34 y
since Dec 6, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Integrated Advisors Network LLC independent RIA currentsince Sep 17, 2015 · Cardiff By The Sea, Ca
- First Allied Advisory Services, Inc. formerJun 19, 2012 to Aug 5, 2015 · San Diego, Ca
- First Allied Securities, Inc. formerJun 11, 2009 to Jul 2, 2012 · San Diego, Ca
- Crosswater unclassifiedMay 24, 2005 to Dec 31, 2009 · Bellevue, Wa
- Lockwood Financial Services, Inc. unclassifiedJan 14, 1997 to Apr 8, 2005 · Bellevue, Wa
Moves
a registration end followed by a registration begin elsewhere
- First Allied Advisory Services, Inc. to Integrated Advisors Network LLCleft Aug 5, 2015, registered Sep 17, 2015 (43 days) · Other
- First Allied Securities, Inc. to First Allied Advisory Services, Inc.left Jul 2, 2012, registered Jun 19, 2012 (-13 days) · corporate re-registration, not a move
- Crosswater to First Allied Securities, Inc.left Dec 31, 2009, registered Jun 11, 2009 (-203 days) · Other
- Lockwood Financial Services, Inc. to Crosswaterleft Apr 8, 2005, registered May 24, 2005 (46 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address