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Advisor at NOVA R WEALTH, INC.
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NOVA R WEALTH, INC. | Independent wealth | Jul 17, 2017 | n/a | yes | OVERLAND PARK, KS | Current employment |
| LEGACY FINANCIAL STRATEGIES, LLC | Independent wealth | Aug 18, 2016 | Jul 3, 2017 | no | OVERLAND PARK, KS | Previous registration |
| LEGACY FINANCIAL STRATEGIES, LLC | Former SEC adviser | Jul 7, 2014 | Dec 16, 2016 | no | OVERLAND PARK, KS | Previous registration |
| WADDELL & REED | Former SEC adviser | Jan 15, 2008 | Apr 29, 2010 | no | SHAWNEE, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEGACY FINANCIAL STRATEGIES, LLC | NOVA R WEALTH, INC. | Jul 3, 2017 | Jul 17, 2017 | 14 | Firm change | Other |
| LEGACY FINANCIAL STRATEGIES, LLC | LEGACY FINANCIAL STRATEGIES, LLC | Dec 16, 2016 | Aug 18, 2016 | -120 | Channel change | Other |
| WADDELL & REED | LEGACY FINANCIAL STRATEGIES, LLC | Apr 29, 2010 | Jul 7, 2014 | 1,530 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149507:283553:KS:2016-12-16 | Dec 16, 2016 | Aug 18, 2016 | OVERLAND PARK, KS | Firm change after gap |