DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

MARILYN SUEY

Advisor at PRIVATE ADVISOR GROUP, LLC

SAN RAMON, CA | San Ramon, CA | MORRISTOWN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:146d981a-6f16-8a76-493d-c51daec53cbd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Feb 17, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIVATE ADVISOR GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Apr 30, 2004
First registration: Feb 17, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4728958

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Jun 26, 2026	n/a	yes	MORRISTOWN, NJ\|San Ramon, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	May 28, 2013	n/a	yes	SAN RAMON, CA	Current employment
MARINER ADVISOR NETWORK	Bd affiliated wealth	Nov 4, 2016	Jun 26, 2026	no	San Ramon, CA	Previous registration
YERBA BUENA WEALTH ADVISORS, LLC	n/a	Oct 21, 2015	Aug 30, 2017	no	SAN RAMON, CA\|SAN RAFAEL, CA	Previous registration
YERBA BUENA WEALTH ADVISORS LLC	n/a	Sep 26, 2013	Oct 7, 2016	no	DUBLIN, CA\|SAN RAFAEL, CA	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Oct 25, 2012	May 31, 2013	no	DUBLIN, CA	Previous registration
OGILVIE SECURITY ADVISORS CORP	Former SEC adviser	Feb 17, 2005	Oct 24, 2012	no	DUBLIN, CA\|DUBLIN, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MARINER ADVISOR NETWORK	PRIVATE ADVISOR GROUP, LLC	Jun 26, 2026	Jun 26, 2026	0	Bulk transfer	Ibd to ibd
YERBA BUENA WEALTH ADVISORS, LLC	MARINER ADVISOR NETWORK	Aug 30, 2017	Nov 4, 2016	-299	Firm change after gap	Other
YERBA BUENA WEALTH ADVISORS LLC	YERBA BUENA WEALTH ADVISORS, LLC	Oct 7, 2016	Oct 21, 2015	-352	Firm change after gap	Other
FIRST ALLIED ADVISORY SERVICES, INC.	LPL FINANCIAL LLC	May 31, 2013	May 28, 2013	-3	Firm change	Other
OGILVIE SECURITY ADVISORS CORP	FIRST ALLIED ADVISORY SERVICES, INC.	Oct 24, 2012	Oct 25, 2012	1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
167703:226726:CA:2016-10-07	Oct 7, 2016	Oct 21, 2015	SAN RAFAEL, CA	Firm change after gap

Relationships

Registered with (6)

→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: current employment
Jun 26, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 28, 2013 to presentfactForm ADV
→ MARINER ADVISOR NETWORKRegistered adviserregistration: previous registration
Nov 4, 2016 to Jun 26, 2026factForm ADV
→ YERBA BUENA WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 21, 2015 to Aug 30, 2017factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Oct 25, 2012 to May 31, 2013factForm ADV
→ OGILVIE SECURITY ADVISORS CORPRegistered adviserregistration: previous registration
Feb 17, 2005 to Oct 24, 2012factForm ADV

Dated events

No dated event names this entity yet.