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RIA / WealthAdvisor16 years in industry

Patrick Donald Guilfoy

Advisor at MID-AMERICAN WEALTH ADVISORY GROUP

KANSAS CITY, MO

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Search this name across graphsid dfx:ria:14754366-9c72-88b6-4f81-8b5ad524b75d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 7, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MID-AMERICAN WEALTH ADVISORY GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 24, 2019
First registration: Aug 7, 2019
Dual registered: no
IAPD individual key: 6911433

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MID-AMERICAN WEALTH ADVISORY GROUP	Independent wealth	Jul 10, 2025	n/a	yes	KANSAS CITY, MO	Current employment
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Jul 8, 2024	May 21, 2025	no	Topeka, KS	Previous registration
DUNCAN FINANCIAL MANAGEMENT, INC.	State registered	Sep 3, 2020	Mar 29, 2023	no	SUNSET HILLS, MO\|Sunset Hills, MO\|West Pam Beach, FL	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 7, 2019	Feb 19, 2020	no	ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AE WEALTH MANAGEMENT, LLC	MID-AMERICAN WEALTH ADVISORY GROUP	May 21, 2025	Jul 10, 2025	50	Firm change	Ibd to RIA
DUNCAN FINANCIAL MANAGEMENT, INC.	AE WEALTH MANAGEMENT, LLC	Mar 29, 2023	Jul 8, 2024	467	Firm change after gap	Other
SECURIAN FINANCIAL SERVICES, INC.	DUNCAN FINANCIAL MANAGEMENT, INC.	Feb 19, 2020	Sep 3, 2020	197	Firm change	Ibd to state RIA

Relationships

Registered with (4)

→ MID-AMERICAN WEALTH ADVISORY GROUPRegistered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 8, 2024 to May 21, 2025factForm ADV
→ DUNCAN FINANCIAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 3, 2020 to Mar 29, 2023factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 7, 2019 to Feb 19, 2020factForm ADV

Dated events

Occurred
May 21, 2025
Advisor changed firm
Patrick Donald Guilfoy left Ae Wealth Management, Llc for Mid-American Wealth Advisory Group (registered 2025-07-10)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2023
Advisor changed firm
Patrick Donald Guilfoy left Duncan Financial Management, Inc. for Ae Wealth Management, Llc (registered 2024-07-08)
Form ADVobserved 6 days ago