DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••• I••••••••• A••••••• S•••••••• L••
Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••• I••••••••• A••••••• S•••••••• L•• | Institutional manager | Sep 12, 2025 | n/a | yes | Dallas, TX | Current employment |
| A•••••• P••••••• P•••••••• I••• | Bd affiliated wealth | Mar 17, 2021 | Aug 13, 2025 | no | DUBUQUE, IA|Dallas, TX|IRVING, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••••• A••••••• S••••••• | A•••••• P••••••• P•••••••• I••• | Aug 13, 2025 | Mar 17, 2021 | -1,610 | Channel change | Ibd to RIA |
| A•••••• P••••••• P•••••••• I••• | C••• I••••••••• A••••••• S•••••••• L•• | Aug 13, 2025 | Sep 12, 2025 |
| A•••••• A••••••• S••••••• | Former SEC adviser | Oct 25, 2019 | Aug 13, 2025 | no | DALLAS, TX|IRVING, TX | Previous registration |
| 1•• G••••• A••••••• I•• | Former SEC adviser | Jan 26, 2017 | Oct 25, 2019 | no | Dallas, TX | Previous registration |
| H• B•••• I••• | Former SEC adviser | Jul 28, 2008 | Jan 20, 2017 | no | Rockville, MD|DALLAS, TX | Previous registration |
| A• G• E•••••• • S•••• I••• | n/a | Nov 25, 2004 | Feb 6, 2007 | no | SHERMAN, TX|SHERMAN, TX | Previous registration |
| 30 |
| Firm change |
| Other |
| 1•• G••••• A••••••• I•• | A•••••• A••••••• S••••••• | Oct 25, 2019 | Oct 25, 2019 | 0 | Bulk transfer | Ibd to ibd |
| H• B•••• I••• | 1•• G••••• A••••••• I•• | Jan 20, 2017 | Jan 26, 2017 | 6 | Firm change | Other |
| A• G• E•••••• • S•••• I••• | H• B•••• I••• | Feb 6, 2007 | Jul 28, 2008 | 538 | Firm change after gap | Other |