RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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J••••••• H•••••••
- C••• I••••••••• A••••••• S•••••••• L•• institutional currentsince Sep 12, 2025 · Dallas, Tx
- A•••••• P••••••• P•••••••• I••• BD affiliatedMar 17, 2021 to Aug 13, 2025 · Dubuque, Ia
- A•••••• A••••••• S••••••• formerOct 25, 2019 to Aug 13, 2025 · Dallas, Tx
- 1•• G••••• A••••••• I•• formerJan 26, 2017 to Oct 25, 2019 · Dallas, Tx
- H• B•••• I••• formerJul 28, 2008 to Jan 20, 2017 · Rockville, Md
- A• G• E•••••• • S•••• I••• unclassifiedNov 25, 2004 to Feb 6, 2007 · Sherman, Tx
- A•••••• A••••••• S••••••• to A•••••• P••••••• P•••••••• I•••left Aug 13, 2025, registered Mar 17, 2021 (-1610 days) · channel change inside one enterprise, not a move
- A•••••• P••••••• P•••••••• I••• to C••• I••••••••• A••••••• S•••••••• L••left Aug 13, 2025, registered Sep 12, 2025 (30 days) · Other
- 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
- H• B•••• I••• to 1•• G••••• A••••••• I••left Jan 20, 2017, registered Jan 26, 2017 (6 days) · Other
- A• G• E•••••• • S•••• I••• to H• B•••• I•••left Feb 6, 2007, registered Jul 28, 2008 (538 days) · Other
- J••••••• H••••••• left A•••••• P••••••• P•••••••• I••• for C••• I••••••••• A••••••• S•••••••• L•• (registered 2025-09-12)Aug 13, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address