DFX Intelligence

C•••• J•••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner28 years in industry

C•••• J•••• B•••••••

Advisor at C••••• I••••••••• A••••••• L••

SAINT PAUL, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:14912385-7541-af8c-ec89-b39d25f02109

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jul 2, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 24, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jul 27, 2026	n/a	yes	SAINT PAUL, MN	Current employment
C•••••• L••	Independent wealth	Aug 3, 2023	Nov 3, 2025	no	ROCKFORD, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• L••	C••••• I••••••••• A••••••• L••	Nov 3, 2025	Jul 27, 2026	266	Firm change	RIA to ibd
C••••••• P•••••••	C•••••• L••	Jul 10, 2023	Aug 3, 2023

Relationships

Registered with (7)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jul 27, 2026 to presentfactForm ADV
→ C•••••• L••Registered adviserregistration: previous registration
Aug 3, 2023 to Nov 3, 2025factForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
Oct 5, 2022 to Jul 10, 2023factForm ADV
→ W••••• F•••••••• A•••••••• L••

Dated events

Occurred
Nov 3, 2025
Advisor changed firm
C•••• J•••• B••••••• left C•••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-07-27)
Form ADVobserved 7 days ago
Occurred
Jul 10, 2023
Advisor changed firm
C•••• J•••• B••••••• left C••••••• P••••••• for C•••••• L•• (registered 2023-08-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14912385-7541-af8c-ec89-b39d25f02109
First observed: Jul 2, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.