DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Craig James Bartlett

Cetera Investment Advisers LLCBD affiliatedSaint Paul, MnIA-onlyIAPD 2669878

Certified Financial Planner

Feed of 09/14/2026

Also filed as Craig James Bartlett

At current firm

0 y

since Jul 27, 2026

In the industry

28 y

since Aug 24, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Jul 27, 2026 · Saint Paul, Mn
Choreo, LLC independent RIA
Aug 3, 2023 to Nov 3, 2025 · Rockford, Il
Creative Planning independent RIA
Oct 5, 2022 to Jul 10, 2023 · Overland Park, Ks
Wipfli Financial Advisors, LLC former
Nov 16, 2021 to Oct 12, 2022 · Minneapolis, Mn
Northrock Partners, LLC independent RIA
Apr 15, 2020 to Oct 12, 2021 · Minneapolis, Mn
U.S. Bancorp Investments, Inc. former
May 27, 2010 to Jan 14, 2020 · Edina, Mn
UBS Financial Services Inc. wirehouse
Jul 2, 2008 to Oct 28, 2009 · Minneapolis, Mn

Moves

a registration end followed by a registration begin elsewhere

Choreo, LLC to Cetera Investment Advisers LLC
left Nov 3, 2025, registered Jul 27, 2026 (266 days) · RIA to affiliated broker-dealer or bank
Creative Planning to Choreo, LLC
left Jul 10, 2023, registered Aug 3, 2023 (24 days) · RIA to RIA
Wipfli Financial Advisors, LLC to Creative Planning
left Oct 12, 2022, registered Oct 5, 2022 (-7 days) · corporate re-registration, not a move
Northrock Partners, LLC to Wipfli Financial Advisors, LLC
left Oct 12, 2021, registered Nov 16, 2021 (35 days) · RIA to RIA
U.S. Bancorp Investments, Inc. to Northrock Partners, LLC
left Jan 14, 2020, registered Apr 15, 2020 (92 days) · Affiliated broker-dealer or bank to independent RIA
UBS Financial Services Inc. to U.S. Bancorp Investments, Inc.
left Oct 28, 2009, registered May 27, 2010 (211 days) · Other

Signals

Craig James Bartlett left Choreo, Llc for Cetera Investment Advisers Llc (registered 2026-07-27)
Nov 3, 2025 · Advisor changed firm · fact
Craig James Bartlett left Creative Planning for Choreo, Llc (registered 2023-08-03)
Jul 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address