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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Bradley Charles Tipple

Advisor at LPL ENTERPRISE, LLC

WAUWATOSA, WI

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Search this name across graphsid dfx:ria:14bc24cb-7db9-2055-3faf-2a7a189c2500

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 5, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S65|S63
First exam: Oct 5, 2001
First registration: Nov 5, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4431738

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Apr 23, 2025	n/a	yes	WAUWATOSA, WI	Current employment
API FINANCIAL ADVISORS, LLC	Independent wealth	Apr 8, 2021	Jul 16, 2021	no	ROCKLEDGE, FL\|SCHOFIELD, WI	Previous registration
LAKE STREET	Independent wealth	Jul 14, 2020	Jul 23, 2020	no	CHICAGO, IL	Previous registration
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Nov 5, 2001	Jun 21, 2017	no	WAUSAU, WI\|WAUSAU, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
API FINANCIAL ADVISORS, LLC	LPL ENTERPRISE, LLC	Jul 16, 2021	Apr 23, 2025	1,377	Firm change after gap	RIA to ibd
LAKE STREET	API FINANCIAL ADVISORS, LLC	Jul 23, 2020	Apr 8, 2021	259	Firm change	RIA to RIA
ROBERT W. BAIRD & CO. INCORPORATED	LAKE STREET	Jun 21, 2017	Jul 14, 2020	1,119	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Apr 23, 2025 to presentfactForm ADV
→ API FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 8, 2021 to Jul 16, 2021factForm ADV
→ LAKE STREETRegistered adviserregistration: previous registration
Jul 14, 2020 to Jul 23, 2020factForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: previous registration
Nov 5, 2001 to Jun 21, 2017factForm ADV

Dated events

No dated event names this entity yet.