DFX Intelligence
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Reading the graph
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L••• S••••• PRIVATE WEALTH, LLC, CRD 296761
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J••••• M•••••• T•••• | n/a | CHICAGO, IL | 8 | 17 | 2 | no |
| J••••• D•••• S•••• | Certified Financial Planner | CHICAGO, IL | 8 | 14 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| S••••• J•••••• D•••• | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | B | yes | 04/2018 | Jul 6, 2026 | Jul 6, 2026 |
| T••••• J•••••• M•••••• | MANAGING PARTNER, CHIEF INVESTMENT OFFICER | E | yes | 04/2018 | Jul 6, 2026 | Jul 6, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| L••• S••••• C•••••• M••••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 23, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 16.7% | 0 | 0 | 0 | 1 | 4 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.2B | $962M | 20.5% | $796M | 13.3% | 9 | 8 | 2 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| V•••••• A•••••••• L•• | 3 | Sep 20, 2024 | Sep 22, 2024 | CHICAGO, IL | Team lift out | RIA to RIA | 33.3% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | 2 | Nov 11, 2021 | Nov 9, 2021 | CHICAGO, IL | Team lift out | Ibd to RIA | 0.0% |
| yes |
| D••••• L•• R••••• | n/a | CHICAGO, IL | 8 | 27 | 3 | no |
| R•••••• S• O••••• | Certified Financial Planner | CHICAGO, IL | Palm City, FL | 7 | 17 | 3 | no |
| R••• N••••• T••• | n/a | CHICAGO, IL | 5 | 26 | 1 | no |
| A••• D••• G••••• | Certified Financial Planner | CHICAGO, IL | Bethesda, MD | 5 | 25 | 1 | no |
| $1.2B |
| $1.0B |
| 9 |
| 6 |
| 1 |
| n/a |
| n/a |
| 2024 | Feb 20, 2025 | $962M | $819M | 8 | 6 | 1 | n/a | n/a |
| 2023 | Feb 15, 2024 | $1.0B | $946M | 11 | 9 | 1 | n/a | n/a |
| 2022 | Mar 17, 2023 | $796M | $755M | 11 | 9 | 1 | n/a | n/a |
| 2021 | Jan 31, 2022 | $881M | $826M | 10 | 7 | 1 | n/a | n/a |
| 2020 | Feb 11, 2021 | $510M | $479M | 6 | 5 | 1 | n/a | n/a |
| 2019 | Jan 14, 2020 | $376M | $357M | 6 | 4 | 1 | n/a | n/a |
| 2018 | Feb 22, 2019 | $232M | $219M | 4 | 3 | 0 | n/a | n/a |