DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bradley Charles Tipple
Feed of 09/14/2026
At current firm
1 y
since Apr 23, 2025
In the industry
25 y
since Jul 1, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Enterprise, LLC BD affiliated currentsince Apr 23, 2025 · Wauwatosa, Wi
- Api Financial Advisors, LLC independent RIAApr 8, 2021 to Jul 16, 2021 · Rockledge, Fl
- Lake Street independent RIAJul 14, 2020 to Jul 23, 2020 · Chicago, Il
- Robert W. Baird & Co. Incorporated mixed wealthNov 5, 2001 to Jun 21, 2017 · Wausau, Wi
Moves
a registration end followed by a registration begin elsewhere
- Api Financial Advisors, LLC to LPL Enterprise, LLCleft Jul 16, 2021, registered Apr 23, 2025 (1377 days) · RIA to affiliated broker-dealer or bank
- Lake Street to Api Financial Advisors, LLCleft Jul 23, 2020, registered Apr 8, 2021 (259 days) · RIA to RIA
- Robert W. Baird & Co. Incorporated to Lake Streetleft Jun 21, 2017, registered Jul 14, 2020 (1119 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address