DFX Intelligence

W•••••• B•••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

W•••••• B•••• H••••

Advisor at T••••••• S••••••• A•••••••

Richmond, VA | INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:14bc85c9-c8f6-4c97-7b15-6255cd2a19e7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 1, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• S••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 13, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• S••••••• A•••••••	Bd affiliated wealth	Dec 5, 2025	n/a	yes	Richmond, VA\|INDIANAPOLIS, IN	Current employment
W•••• F•••• A•••••••	Wirehouse	Apr 18, 2008	Apr 24, 2026	no	RICHMOND, VA\|NEWPORT NEWS, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	T••••••• S••••••• A•••••••	Apr 24, 2026	Dec 5, 2025	-140	Firm change after gap	Wirehouse to ibd
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Apr 18, 2008	Apr 18, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:299201:VA:2026-04-24	Apr 24, 2026	Dec 5, 2025	NEWPORT NEWS, VA	Firm change after gap

Relationships

Registered with (3)

→ T••••••• S••••••• A•••••••Registered adviserregistration: current employment
Dec 5, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 18, 2008 to Apr 24, 2026factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 1, 1999 to Apr 18, 2008factForm ADV

Dated events

Occurred
Apr 24, 2026
Advisor changed firm
W•••••• B•••• H•••• left W•••• F•••• A••••••• for T••••••• S••••••• A••••••• (registered 2025-12-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14bc85c9-c8f6-4c97-7b15-6255cd2a19e7
First observed: Oct 1, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.