RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• N• S••••••
- G•••• L•••• R••••••••• P•••••••• L•• state registered currentsince Nov 13, 2017 · Cleveland, Oh
- G•••• L•••• F••••••••• L•• formerOct 18, 2018 to Oct 9, 2020 · Cleaveland, Oh
- P•••• S••••••••• L•• no RAUMSep 8, 2015 to Oct 24, 2017 · Mayfield Heights, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 10, 2013 to Jul 1, 2015 · Cleveland, Oh
- G•••• L•••• F••••••••• L•• to no registered destinationleft Oct 9, 2020 · Departure, no registered destination
- P•••• S••••••••• L•• to G•••• L•••• R••••••••• P•••••••• L••left Oct 24, 2017, registered Nov 13, 2017 (20 days) · Other
- M•• I•••••••• S•••••••• L•• to P•••• S••••••••• L••left Jul 1, 2015, registered Sep 8, 2015 (69 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address