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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MERCADIEN ASSET MANAGEMENT, LLC

CRD 121546

HAMILTON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:14bdf426-0dbd-c77e-01c1-e5b7326839cd

Data as of Mar 12, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 5
On other graphs: 0
Observed: Mar 29, 2012 to Mar 12, 2024
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $243MItem 5.F on the latest filing (2024-03-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $243M
Private client RAUM: $243MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 570
Individual clients: 94
High net worth clients: 43
Custody, client assets: $37.9M
SEC number: 801-61651
CRD: 121546
Filings on the tape: 22
First filed: Mar 29, 2012
Latest filed: Mar 12, 2024
Organised: Limited Liability Company, New Jersey

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DRUKER, CONRAD, LOUIS	Member	C	yes	07/2000	Mar 29, 2012	Mar 12, 2024
DRUKER, CONRAD, LOUIS	Member	Na	yes	07/2000	Mar 29, 2012	Mar 12, 2024
KAMEN, KENNETH, ALAN	Member	C	yes	08/2004	Mar 29, 2012	Mar 12, 2024
KAMEN, KENNETH, ALAN	CHIEF COMPLIANCE OFFICER	C	yes	05/2005	Mar 29, 2012	Mar 12, 2024
Tmg2	Member	E	yes	04/2020	Apr 21, 2020	Mar 12, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MERCADIEN PC	n/a	n/a	n/a	Y	yes	n/a
MERCADIEN SECURITIES, LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 12, 2024	$243M	$243M	5	5	0	n/a	n/a
2022	Mar 31, 2023	$223M	$223M	5	5	0	n/a	n/a
2021	Feb 25, 2022	$255M	$255M	5	5	0	n/a	n/a
2020	Mar 23, 2021	$241M	$241M	5	5	0	n/a	n/a
2019	Apr 21, 2020	$162M	$162M	4	4	0	n/a	n/a
2018	Mar 14, 2019	$183M	$183M	4	4	0	n/a	n/a
2017	Mar 13, 2018	$185M	$185M	4	4	0	n/a	n/a
2016	Mar 20, 2017	$186M	$186M	5	4	n/a	n/a	n/a
2015	Mar 8, 2016	$166M	$166M	5	4	n/a	n/a	n/a
2014	Mar 3, 2015	$197M	$197M	5	4	n/a	n/a	n/a
2013	Mar 13, 2014	$181M	$181M	5	4	n/a	n/a	n/a
2012	Mar 21, 2013	$164M	$164M	5	4	n/a	n/a	n/a
2011	Mar 29, 2012	$165M	$151M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$243M	$223M	9.0%	$241M	0.3%	5	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CW ADVISORS, LLC	4	Dec 13, 2024	Jun 13, 2024	HAMILTON, NJ	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (3)

← DRUKER, CONRAD, LOUISOwnerMEMBER, ownership code C, individual
Mar 29, 2012 to presentfactForm ADV
← KAMEN, KENNETH, ALANOwnerMEMBER, ownership code C, individual
Mar 29, 2012 to presentfactForm ADV
← TMG2OwnerMEMBER, ownership code E, domestic entity
Apr 21, 2020 to presentfactForm ADV

Registered with (6)

← REGINALD WILLIAM BURROUGHSAdvisorregistration: previous registration
Mar 18, 2005 to Dec 13, 2024factForm ADV
← JARED MICHAEL REILLYAdvisorregistration: previous registration
Jul 7, 2008 to Dec 13, 2024factForm ADV
← EMILY ROSE KAMENAdvisorregistration: previous registration
Jan 6, 2021 to Dec 13, 2024factForm ADV
← KENNETH ALAN KAMENAdvisorregistration: previous registration
Apr 20, 2004 to Dec 13, 2024factForm ADV
← ALAN JOHN CHAPMANAdvisorregistration: previous registration
Jul 19, 2011 to Nov 10, 2011factForm ADV
← HEIDI SARAH HIRSHAdvisorregistration: previous registration
Jul 8, 2005 to Dec 6, 2005factForm ADV

Moved with (1)

→ CW ADVISORS, LLCRegistered adviser4 advisors, firm absorbed, same day
Dec 13, 2024 to Jun 13, 2024factForm ADV

Dated events

Occurred
Dec 13, 2024
Firm absorbed
Mercadien Asset Management, LLC's advisors moved to CW Advisors, LLC (Hamilton, NJ): 4 of 4 registered, on the same day
Form ADVobserved 5 days ago
4 advisors
Occurred
Dec 13, 2024
Advisor changed firm
Emily Rose Kamen left Mercadien Asset Management, Llc for Cw Advisors, Llc (registered 2024-06-13)
Form ADVobserved 5 days ago
Occurred
Dec 13, 2024
Advisor changed firm
Kenneth Alan Kamen left Mercadien Asset Management, Llc for Cw Advisors, Llc (registered 2024-06-13)
Form ADVobserved 5 days ago
Occurred
Dec 13, 2024
Advisor changed firm
Jared Michael Reilly left Mercadien Asset Management, Llc for Cw Advisors, Llc (registered 2024-06-13)
Form ADVobserved 5 days ago
Occurred
Dec 13, 2024
Advisor changed firm
Reginald William Burroughs left Mercadien Asset Management, Llc for Cw Advisors, Llc (registered 2024-06-13)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14bdf426-0dbd-c77e-01c1-e5b7326839cd
First observed: Mar 29, 2012
Last observed: Mar 12, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MERCADIEN ASSET MANAGEMENT, LLC

CRD 121546

HAMILTON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:14bdf426-0dbd-c77e-01c1-e5b7326839cd

Data as of Mar 12, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:18 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DRUKER, CONRAD, LOUIS

Member

yes

07/2000

Mar 29, 2012

Mar 12, 2024

DRUKER, CONRAD, LOUIS

Member

yes

07/2000

Mar 29, 2012

Mar 12, 2024

KAMEN, KENNETH, ALAN

Member

yes

08/2004

Mar 29, 2012

Mar 12, 2024

KAMEN, KENNETH, ALAN

CHIEF COMPLIANCE OFFICER

yes

05/2005

Mar 29, 2012

Mar 12, 2024

Tmg2

Member

yes

04/2020

Apr 21, 2020

Mar 12, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MERCADIEN PC

n/a

yes

n/a

MERCADIEN SECURITIES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 12, 2024

$243M

n/a

2022

Mar 31, 2023

$223M

n/a

2021

Feb 25, 2022

$255M

n/a

2020

Mar 23, 2021

$241M

n/a

2019

Apr 21, 2020

$162M

n/a

2018

Mar 14, 2019

$183M

n/a

2017

Mar 13, 2018

$185M

n/a

2016

Mar 20, 2017

$186M

n/a

2015

Mar 8, 2016

$166M

n/a

2014

Mar 3, 2015

$197M

n/a

2013

Mar 13, 2014

$181M

n/a

2012

Mar 21, 2013

$164M

n/a

2011

Mar 29, 2012

$165M

$151M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$243M

$223M

9.0%

$241M

0.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CW ADVISORS, LLC

Dec 13, 2024

Jun 13, 2024

HAMILTON, NJ

Firm absorbed

RIA to RIA

100.0%