DFX Intelligence

E•••• R••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

E•••• R••• K••••

Advisor at C• A•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:1fde02cc-f565-12ff-ee4d-d98eaadf135b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 14, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• A•••••••• L••	Independent wealth	Jun 13, 2024	n/a	yes	PHILADELPHIA, PA\|BOSTON, MA\|HAMILTON, NJ	Current employment
M•••••••• A•••• M••••••••• L••	Former SEC adviser	Jan 6, 2021	Dec 13, 2024	no	HAMILTON, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••••• A•••• M••••••••• L••	C• A•••••••• L••	Dec 13, 2024	Jun 13, 2024	-183	Firm change after gap	RIA to RIA
R•• C•••••• M••••••• L••	M•••••••• A•••• M••••••••• L••	Jan 5, 2021	Jan 6, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
121546:310873:NJ:2024-12-13	Dec 13, 2024	Jun 13, 2024	HAMILTON, NJ	Firm change after gap

Relationships

Registered with (3)

→ C• A•••••••• L••Registered adviserregistration: current employment
Jun 13, 2024 to presentfactForm ADV
→ M•••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 6, 2021 to Dec 13, 2024factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Feb 14, 2017 to Jan 5, 2021factForm ADV

Dated events

Occurred
Dec 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1fde02cc-f565-12ff-ee4d-d98eaadf135b
First observed: Feb 14, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.