This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AE WEALTH MANAGEMENT, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2011earliest registration or exam on IAPD

Years in industry

15derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S66

First exam

Aug 20, 2021

First registration

Sep 7, 2021

Dual registered

no

IAPD individual key

7120097

• Occurred

  Mar 6, 2024
  Advisor changed firm

  Austin Jerod Downum left Incompass Financial Partners, Llc for Ae Wealth Management, Llc (registered 2024-03-19)

  Form ADVobserved 6 days ago
• Occurred

  Jul 1, 2022
  Advisor changed firm

  Austin Jerod Downum left Triad Advisors, Llc for Incompass Financial Partners, Llc (registered 2022-01-20)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:14ca6a89-10ae-4085-ef8c-18708d5ce767

First observed

Sep 7, 2021

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.