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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

INCOMPASS FINANCIAL PARTNERS, LLC

CRD 318227

ALPHARETTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:43be0831-e785-ab6c-621d-7c6f87b2ba40

Data as of Feb 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Dec 17, 2021 to Feb 23, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $192MItem 5.F on the latest filing (2026-02-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $192M
Private client RAUM: $188MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $64.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 867
Individual clients: 246
High net worth clients: 79
Custody, client assets: $53.0M
SEC number: 801-123067
CRD: 318227
Filings on the tape: 12
First filed: Dec 17, 2021
Latest filed: Feb 23, 2026
Organised: Limited Liability Company, GA
Website: incompassfp.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TREVOR JOHN YOCHUM	Certified Financial Planner	ALPHARETTA, GA	4	12	1	yes
KAREN CAMPBELL VINING	n/a	ALPHARETTA, GA	4	42	3	yes
LUCY BOWEN SCOTT	n/a	ALPHARETTA, GA	3	31	n/a	no
SUZANNE JONES DOYLE	n/a	ALPHARETTA, GA	0	25	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
YOCHUM, TREVOR, JOHN	MANAGING PRINCIPAL / CCO	E	yes	01/2022	Dec 17, 2021	Jan 30, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Feb 23, 2026	$192M	$192M	6	3	n/a	n/a
2024	Feb 11, 2025	$164M	$164M	7	2	n/a	n/a
2023	Jan 30, 2024	$140M	$140M	7	4	n/a	n/a
2022	Feb 8, 2023	$119M	$119M	7	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$192M	$164M	17.0%	$119M	17.2%	6	7	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TRIAD ADVISORS, LLC	2	Jul 1, 2022	Jun 25, 2022	ALPHARETTA, GA	Team lift out	Ibd to RIA	1.9%

Relationships

Registered with (4)

← LUCY BOWEN SCOTTAdvisorregistration: current employment
Feb 2, 2023 to presentfactForm ADV
← KAREN CAMPBELL VININGAdvisorregistration: current employment
Jun 25, 2022 to presentfactForm ADV
← TREVOR JOHN YOCHUMAdvisorregistration: current employment
Jan 20, 2022 to presentfactForm ADV
← Austin Jerod DownumAdvisorregistration: previous registration
Jan 20, 2022 to Mar 6, 2024factForm ADV

Controls (1)

← YOCHUM, TREVOR, JOHNOwnerMANAGING PRINCIPAL / CCO, ownership code E, individual
Dec 17, 2021 to Jan 30, 2024factForm ADV

Moved with (1)

← TRIAD ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Jul 1, 2022 to Jun 25, 2022factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 6, 2024
Advisor changed firm
Austin Jerod Downum left Incompass Financial Partners, Llc for Ae Wealth Management, Llc (registered 2024-03-19)
Form ADVobserved 5 days ago
Occurred
Jul 1, 2022
Team lift-out
2 advisors left Triad Advisors, LLC (Alpharetta, GA) for Incompass Financial Partners, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Dec 17, 2021
First Form ADV filing
Incompass Financial Partners, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Sep 16, 2026
Suzanne Jones Doyle registered as an investment adviser representative at Incompass Financial Partners, Llc

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43be0831-e785-ab6c-621d-7c6f87b2ba40
First observed: Dec 17, 2021
Last observed: Feb 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INCOMPASS FINANCIAL PARTNERS, LLC

CRD 318227

ALPHARETTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:43be0831-e785-ab6c-621d-7c6f87b2ba40

Data as of Feb 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:24 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TREVOR JOHN YOCHUM

Certified Financial Planner

ALPHARETTA, GA

yes

KAREN CAMPBELL VINING

n/a

ALPHARETTA, GA

yes

LUCY BOWEN SCOTT

n/a

ALPHARETTA, GA

n/a

SUZANNE JONES DOYLE

n/a

ALPHARETTA, GA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

YOCHUM, TREVOR, JOHN

MANAGING PRINCIPAL / CCO

yes

01/2022

Dec 17, 2021

Jan 30, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 23, 2026

$192M

n/a

2024

Feb 11, 2025

$164M

n/a

2023

Jan 30, 2024

$140M

n/a

2022

Feb 8, 2023

$119M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$192M

$164M

17.0%

$119M

17.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TRIAD ADVISORS, LLC

Jul 1, 2022

Jun 25, 2022

ALPHARETTA, GA

Team lift out

Ibd to RIA

1.9%