DFX Intelligence

Data Factory

RIA / WealthAdvisor11 years in industry

TIMOTHY WALLER

Advisor at MDRN CAPITAL

ANNAPOLIS, MD | GRAND RAPIDS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:14cc3890-bea0-7986-9a22-ec878747347f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jul 26, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MDRN CAPITAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 17, 2020
First registration: Jul 26, 2022
Dual registered: no
Other names: Timothy Alan Waller
IAPD individual key: 7224136

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MDRN CAPITAL	Independent wealth	Apr 14, 2026	n/a	yes	GRAND RAPIDS, OH\|ANNAPOLIS, MD	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jan 6, 2025	Mar 6, 2026	no	TOLEDO, OH\|TOLEDO, OH\|PERRYSBURG, OH\|MAUMEE, OH	Previous registration
KOVACK ADVISORS, INC.	Bd affiliated wealth	Aug 17, 2022	Dec 13, 2024	no	FT. LAUDERDALE, FL\|Napoleon, OH	Previous registration
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Jul 26, 2022	Aug 17, 2022	no	GRAND RAPIDS, OH\|NAPOLEON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	MDRN CAPITAL	Mar 6, 2026	Apr 14, 2026	39	Firm change	Ibd to RIA
KOVACK ADVISORS, INC.	PNC WEALTH MANAGEMENT	Dec 13, 2024	Jan 6, 2025	24	Firm change	Ibd to ibd
HUNTINGTON FINANCIAL ADVISORS	KOVACK ADVISORS, INC.	Aug 17, 2022	Aug 17, 2022	0	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ MDRN CAPITALRegistered adviserregistration: current employment
Apr 14, 2026 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 6, 2025 to Mar 6, 2026factForm ADV
→ KOVACK ADVISORS, INC.Registered adviserregistration: previous registration
Aug 17, 2022 to Dec 13, 2024factForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jul 26, 2022 to Aug 17, 2022factForm ADV

Dated events

Occurred
Mar 6, 2026
Advisor changed firm
Timothy Waller left Pnc Wealth Management for Mdrn Capital (registered 2026-04-14)
Form ADVobserved 4 days ago
Occurred
Dec 13, 2024
Advisor changed firm
Timothy Waller left Kovack Advisors, Inc. for Pnc Wealth Management (registered 2025-01-06)
Form ADVobserved 4 days ago
Occurred
Aug 17, 2022
Advisor changed firm
Timothy Waller left Huntington Financial Advisors for Kovack Advisors, Inc. (registered 2022-08-17)
Form ADVobserved 4 days ago