DFX Intelligence

M•••• L•••• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

M•••• L•••• R•••••••••

Advisor at G•••••• • C•••• I•••

WEST DES MOINES, IA

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Search this name across graphsid dfx:ria:14dff818-51f0-93c9-fac7-18d184c98c0a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 31, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• • C•••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 7, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• • C•••• I•••	Independent wealth	Apr 18, 2016	n/a	yes	WEST DES MOINES, IA	Current employment
V•• A••••••• S•••••••	Former SEC adviser	Apr 28, 2006	Dec 31, 2015	no	DES MOINES, IA\|OVERLAND PARK, KS\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•• A••••••• S•••••••	G•••••• • C•••• I•••	Dec 31, 2015	Apr 18, 2016	109	Firm change	Other
A••••••••• F•••••••• S•••••••• L••	V•• A••••••• S•••••••	Apr 10, 2006	Apr 28, 2006

Relationships

Registered with (3)

→ G•••••• • C•••• I•••Registered adviserregistration: current employment
Apr 18, 2016 to presentfactForm ADV
→ V•• A••••••• S•••••••Registered adviserregistration: previous registration
Apr 28, 2006 to Dec 31, 2015factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 31, 2005 to Apr 10, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14dff818-51f0-93c9-fac7-18d184c98c0a
First observed: May 31, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.