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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

JOHN MATTHEW JOLLIFFE

Advisor at PNC WEALTH MANAGEMENT

ROCKY RIVER, OH | PEPPER PIKE, OH

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Search this name across graphsid dfx:ria:14fbceec-d589-8f32-226b-d7853e5ec7cf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 14, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PNC WEALTH MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 22, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 22, 1994
First registration: Jul 14, 2003
Dual registered: yes, broker-dealer
Other names: JOHN MATHEW JOLLIFFE
IAPD individual key: 2460825

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Oct 29, 2019	n/a	yes	ROCKY RIVER, OH\|PEPPER PIKE, OH	Current employment
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Oct 23, 2018	Oct 21, 2019	no	COLUMBUS, OH\|PARMA, OH\|TOLEDO, OH\|SOUTHFIELD, MI\|COLUMBUS, OH	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Aug 28, 2014	Nov 28, 2017	no	CLEVELAND, OH\|FAIRVIEW PARK, OH\|LAKEWOOD, OH\|CLEVELAND, OH\|CLEVELAND, OH\|CLEVELAND, OH\|WESTLAKE, OH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 5, 2009	Aug 14, 2014	no	MAYFIELD, OH\|WESTLAKE, OH\|Pepper Pike, OH\|Westlake, OH\|Pepper Pike, OH	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Jul 14, 2003	Oct 5, 2009	no	SEVEN HILLS, OH\|MAYFIELD, OH\|SEVEN HILLS, OH\|WESTLAKE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIZENS SECURITIES, INC.	PNC WEALTH MANAGEMENT	Oct 21, 2019	Oct 29, 2019	8	Firm change	Ibd to ibd
FIFTH THIRD SECURITIES, INC.	CITIZENS SECURITIES, INC.	Nov 28, 2017	Oct 23, 2018	329	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	FIFTH THIRD SECURITIES, INC.	Aug 14, 2014	Aug 28, 2014	14	Firm change	Other
AMERIPRISE ADVISOR SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 5, 2009	Oct 5, 2009	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
39550:129052:OH:2019-10-15	Oct 21, 2019	Oct 29, 2019	COLUMBUS, OH	Firm change

Relationships

Registered with (5)

→ PNC WEALTH MANAGEMENTRegistered adviserregistration: current employment
Oct 29, 2019 to presentfactForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Oct 23, 2018 to Oct 21, 2019factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Aug 28, 2014 to Nov 28, 2017factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 5, 2009 to Aug 14, 2014factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Jul 14, 2003 to Oct 5, 2009factForm ADV

Dated events

No dated event names this entity yet.